Search for: "American Equity Annuity Practices and Sales Litigation"
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20 Aug 2010, 9:22 am
--The high hidden costs in equity-indexed annuities are sufficient to pay extraordinary commissions to a sales force that is not disciplined by sales practice abuse deterrents found in the market for regulated securities. -- Unsophisticated investors will continue to be victimized by issuers of equity-indexed annuities until truthful disclosure and the absence of sales practice abuses is assured. [read post]
12 Oct 2017, 12:30 pm
Some of the major annuity companies are MetLife, American Equity Insurance Life, Prudential Annuities, Lincoln Financial Group, Allianz Life of North America, among others. [read post]
24 Apr 2015, 4:09 pm
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]
14 Feb 2018, 2:57 pm
As a practical matter, the decision likely will encourage the Commission’s enforcement staff to push the pace of investigations. [read post]
